
Jan
Liepe
Geschäftsführer
About
Jan Liepe supports banks, investment firms, brokers, and other financial service providers in implementing regulatory and compliance requirements within the securities and financial markets sector. His practice focuses on WpHG compliance, market integrity, market abuse regulation (MAR), and assisting with regulatory procedures and audits. Furthermore, he possesses extensive experience in assessing and implementing regulatory requirements in securities trading, as well as in the further development of compliance and control frameworks. Jan Liepe regularly advises companies in their dealings with supervisory authorities, assisting in the remediation of regulatory findings, preparation for audits, and address issues related to market conduct, organizational requirements, and governance in the financial sector.
